As the marketplace evolves, so do the clearing capabilities at OCC. Although OCC began as a clearinghouse for listed equity options, it has grown into a globally recognized entity that clears a multitude of diverse and sophisticated products. OCC operates under the jurisdiction of both the SEC and the CFTC. As a registered..
Aug 7, 2017 . To survive, the OCC had to transform its leadership, its culture, and its processes to become risk-oriented. At the core of this shift to a risk-oriented culture: revamping its technology. OCC's motivations might be about risk management, but its transformation is all digital
This prospectus pertains to put and call security options (''Options'') issued by The Options. Clearing Corporation (''OCC''). Certain types of transactions in Options involve a high degree of risk and are not suitable for many investors. Investors should understand the nature and extent of their rights and obligations and be..
Go to the OCC Subscription Center for all email lists. This web site discusses exchange-traded options issued by The Options Clearing Corporation. No statement in this web site is to be construed as a recommendation to purchase or sell a security, or to provide investment advice. Options involve risk and are not suitable..
Dec 13, 2017 . described in more detail below. A. Identification of Credit Risk. The CCRM Policy identifies various ways in which credit risk originates from the failure of a Counterparty to perform. With respect to a Clearing Member, the CCRM. Policy details a number of different ways in which OCC may be exposed to..